Effective Date: April 10, 2026

At Pre Nivesh Capital, we value the trust you place in us when sharing your personal information. As an Investment and Insurance Advisory firm with over 22 years of expertise, we are committed to protecting your data in accordance with the Information Technology Act, 2000 and applicable SEBI/AMFI guidelines.

1. Information We Collect

To provide personalized advisory services for Pre-IPO, Unlisted Shares, Mutual Funds, and Insurance, we collect the following:

• Identity Data: Full Name, Date of Birth (for KYC and age-based suitability), and Gender.
• Contact Data: Mobile Number, Email Address, and City/State (e.g., Gujarat).
• Financial & KYC Data: PAN, Aadhaar (as per regulatory requirements), and existing investment preferences.
• Lead-Specific Data: Details you provide via Meta Lead Forms regarding specific interests (e.g., “Health Insurance for Business” or “SIP in Mutual Funds”).

2. How We Use Your Information

Your data is used strictly for the purpose declared at the point of collection:

• To perform Need Analysis and suggest suitable financial products.
• To facilitate KYC and Documentation for Mutual Funds and Unlisted Share transactions.
• To provide Ongoing Support, including policy renewals and claim assistance.
• To verify your identity against official records to prevent fraud.

3. Data Sharing & Third Parties

We do not sell your personal information. We only share data with authorized entities necessary to execute your financial requests:

• Asset Management Companies (AMCs): For processing Mutual Fund investments.
• Insurance Companies: To issue policies for individual or business coverage.
• Depository Participants: For the transfer of Unlisted or Pre-IPO shares to your Demat account.
• Regulators: When required by law or to comply with SEBI/AMFI reporting standards.

4. Regulatory Disclaimers

• Mutual Fund Distribution: Pre Nivesh Capital is an AMFI-registered Mutual Fund Distributor. We provide incidental advice and financial planning.
• Investment Risks: All investments in Mutual Funds, Pre-IPO, and Unlisted Shares are subject to market risks. Past performance is not a guarantee of future returns.
• Non-SEBI RIA: As a non-SEBI RIA, our focus is on financial planning and advisory rather than direct stock broking.

5. Your Rights & Security

• Consent: By submitting your details on our lead form, you give explicit consent to be contacted by Pre Nivesh Capital for the specific services requested.
• Security: We maintain reasonable security procedures to safeguard your data from unauthorized access.
• Opt-out: You may withdraw your consent or request data deletion at any time by contacting us at info@preniveshcapital.com.

6. Contact Information

For any privacy-related queries, please contact:
Pre Nivesh Capital
Secured Wealth & Insurance Solutions Shop – 114 A Ground Floor, TRP Mall, Central Bopal, Ahmedabad 380058
Email: info@preniveshcapital.com
ARN Code: 337999