Effective Date: April 10, 2026
Registered Office: Shop – 114 A, Ground Floor, TRP Mall, Central Bopal, Ahmedabad, Gujarat – 380058, INDIA
1. Professional Status
Pre Nivesh Capital (operating from the address mentioned above) is an AMFI-registered Mutual Fund Distributor holding ARN-337999.
- We act as a facilitator for Pre-IPO and Unlisted Shares and as a distributor for Mutual Funds and Insurance products.
- We are a non-SEBI RIA (Registered Investment Adviser). Our role is to provide financial planning and distribution services; we do not offer direct stock broking services.
2. Investment Disclaimers & Risk Factors
- Mutual Funds: Mutual Fund investments are subject to market risks. Please read all scheme-related documents (SID/KIM) carefully before investing.
- Pre-IPO & Unlisted Shares: These investments are highly illiquid and carry a higher risk profile. There is no guarantee of a future listing or specific returns. Investors acknowledge the potential for capital loss.
- Insurance: Insurance is a subject matter of solicitation. Policy issuance is subject to the underwriting norms of the respective insurance company.
3. ARN-337999 Compliance
In accordance with AMFI and SEBI guidelines, Pre Nivesh Capital discloses that:
- We receive commissions from Asset Management Companies (AMCs) and Insurance providers for the products distributed.
- The ARN-337999 must be quoted in all financial transactions facilitated by us.
- Our recommendations are based on a “Client-First” need analysis but do not constitute a guarantee of profit.
4. Execution and KYC
All clients intending to invest in Mutual Funds or Unlisted Shares through Pre Nivesh Capital must be KYC compliant as per SEBI regulations.
- Physical consultations are available at our TRP Mall, Bopal office.
- Online consultations and documentation are processed through secure, encrypted channels.
5. Limitation of Liability
Pre Nivesh Capital, its consultants, and employees shall not be held liable for any loss resulting from market fluctuations, technical errors in third-party platforms, or decisions made by the investor based on incidental advice.
6. Governing Law
These terms are governed by the laws of India. Any disputes arising shall be subject to the exclusive jurisdiction of the courts in Ahmedabad, Gujarat.